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In The News |
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Barbara
Harkins Wins Atlanta Humane Case!
2003 Ga. App. LEXIS 1423,*
HARKINS v. ATLANTA HUMANE SOCIETY et al.
A03A1422.
COURT OF APPEALS OF GEORGIA, FOURTH DIVISION
2003 Ga. App. LEXIS 1423
November 14, 2003, Decided
NOTICE: [*1] THIS OPINION IS UNCORRECTED AND SUBJECT TO REVISION
BY THE COURT.
DISPOSITION: Judgment reversed.
JUDGES: MILLER, Judge. Smith, C. J., and Ruffin, P. J., concur.
OPINIONBY: MILLER
OPINION: MILLER, Judge.
Barbara L. Harkins appeals from the trial court's order denying
her second motion to
dismiss a defamation lawsuit pursuant to Georgia's anti-SLAPP
(Strategic Lawsuits Against Public Participation) statute. O.C.G.A.
§ 9-11-11.1. Atlanta Humane Society (AHS) and its executive director
sued Harkins for defamation after Harkins made statements concerning
AHS's procedures and methods of animal control while being interviewed
by a local television station. Harkins's statements led to
an investigation, and AHS lost some of its funding as a result.
Harkins moved to dismiss twice,
and the trial court denied both motions.
The first motion was based on the plaintiffs' failure to verify
their complaint pursuant to the requirements of O.C.G.A. §
9-11-11.1 (b). The plaintiffs amended their complaint to add the
requisite verification, and
Harkins filed a second motion to dismiss based
on the substantive argument that the lawsuit against her had been
unlawfully [*2] initiated in response to her exercising her right
to free speech. The trial court denied this second motion (making
no factual findings as to the basis for the denial) and further
refused to reconsider its order, prompting this interlocutory
appeal. We hold that, despite
appellees' compliance with the procedural
requirements for verifying their complaint pursuant to the anti-SLAPP
statute, the undisputed facts here reveal that the lawsuit initiated
by AHS and its executive director was prohibited by the statute
and should have been dismissed. We therefore reverse.
The record reveals that Barbara Harkins was a full-time AHS
employee in 1998, serving
as an adoption counselor. In 1999 Harkins met with Bill
Garrett, the executive director of AHS, to discuss her concerns
regarding AHS's operating
procedures. In this meeting, Garrett advised
Harkins of various AHS procedures and declined to adopt most of
her suggestions. Dissatisfied with the meeting, Harkins contacted
the AHS Board by letter to
inform them of her concerns regarding animal
treatment and to suggest policy changes. Harkins did not receive
a response from the Board, so she met with Garrett again.
In September 2001, Harkins [*3] resigned from AHS. That summer
WSB-TV had initiated an investigation into AHS, and this
investigation led to a
news-spotlight series that aired on November 1, 2, and 9, 2001.
Harkins was one of many individuals interviewed for the spotlight
series, where she made several statements that later formed the
basis for AHS's defamation lawsuit against her:1. Responding to a
TV reporter's statement that AHS
"claims its clinic is open twenty-four hours a day, seven days
a week, 365 days a year," Harkins said,
"No. There's no one there at night."
2. Harkins further stated, "Prior to leaving [AHS], I asked
'Why do we not
investigate cruelty?' [and Bill Garrett] said 'We don't - we lose
money on every cruelty investigation.'"
3. Harkins also said, "And, I'm passionate to a cause. And
things are not right, and
they need to change. And people of Atlanta need to know.
Things are desperately wrong [at AHS]."
4. In connection with her stated observation that AHS ambulances
are not used, Harkins
said, "That's my experience, yes."
5. Referring to Atlanta Humane Society cruelty investigations
over a three-year period,
Harkins said, "I just know of one."AHS [*4] provided
animal control services for Atlanta and Fulton County pursuant
to a contract between the three of them. Two hundred eighty one
thousand dollars of AHS's 2001 budget of 1.9 million dollars came
from taxpayer funds from Fulton
County, and an additional $ 472,000 came
from the City of Atlanta. The contract was automatically renewed
every year contingent on the
governments' approving the contract's amounts
in their annual budget. If the County and the City wished to terminate
their contract with AHS, they could do so with a ninety-day notice
to AHS.
The Fulton County Board of Commissioners held a meeting on
November 21, 2001, and at
this meeting asked for (i) a report regarding the allegations
against the Fulton County Animal Control Board, and (ii) a
presentation concerning these allegations to be given at their next
meeting. Harkins and others met
with the AHS staff in the following week
to discuss AHS's animal control contract with Fulton County. At
the next meeting of the Fulton
County Commission in early December, the
liaison between the Commission and Fulton County Animal Control
gave a report on the
allegations. Bill Garrett wrote a letter to the Commission,
in which he [*5] implied that the allegations were false
and expressed the importance of the services AHS provides. On
December 19, 2001, the
Commission heard additional comments concerning
whether Fulton County should maintain its animal control contract
with AHS. Two days after this meeting, AHS and Garrett filed their
defamation suit against Harkins.
Harkins moved to dismiss the lawsuit pursuant to O.C.G.A. §
9-11-11.1 (b), because
plaintiffs failed to verify their complaint. Six days later,
AHS and Garrett filed affidavits to fulfill the verification requirement.
See O.C.G.A. § 9-11-11.1 (b). The trial court denied Harkins's
motion.
Harkins then moved to dismiss a second time, arguing that,
despite the verification,
the lawsuit was still improper in light of the anti-SLAPP statute,
because the suit itself was an unlawful attempt to infringe
upon Harkins's right to free speech. The court denied the second
motion, and Harkins moved for reconsideration. Harkins's motion
for reconsideration was denied, and having followed the interlocutory
appeal procedure, she now appeals.
1. The central question on appeal is whether the verification
requirement [*6] of the anti-SLAPP
statute is merely a procedural device
that, once complied with, prevents a potential SLAPP suit from
being dismissed, or whether,
despite compliance with the procedural verification
requirements, a claim may still be dismissed based on the
substantive protection that the anti-SLAPP statute provides for
persons who exercise their right
to free speech.
In order to resolve this central issue, we must first look to the
stated purpose of the anti-SLAPP
statute, which is contained in O.C.G.A.
§ 9-11-11.1(a):
The General Assembly of Georgia finds and declares that it is in
the public interest to
encourage participation by the citizens of Georgia in
matters of public significance through the exercise of their constitutional
rights of freedom of speech and the right to petition government
for redress of grievances. The General Assembly of Georgia further
finds and declares that the valid exercise of the constitutional
rights of freedom of speech and the right to petition government
for a redress of grievances should not be chilled though abuse
of the judicial process.
Thus, the statute provides protection for any act "which
could reasonably [*7] be
construed as an act in furtherance of the right of
free speech or the right to petition government for a redress of
grievances under the
Constitution of the United States or the Constitution
of the State of Georgia in connection with an issue of public
interest or concern. . . ." O.C.G.A. § 9-11-11.1 (b). Once the
anti-SLAPP statute applies, a
claimant must verify the complaint pursuant
to the requirements of O.C.G.A. § 9-11-11.1 (b), or the claim
may be properly dismissed. Hawks v. Hinely, 252 Ga. App. 510,
514-515, 556 S.E.2d 547 (1) (c)
(556 S.E.2d 547) (2001).
Such written verification shall certify that the party and his or
her attorney of record,
if any, have read the claim; that to the best of their
knowledge, information, and belief formed after reasonable inquiry
it is well grounded in fact and is warranted by existing law or
a good faith argument for the extension, modification, or reversal
of existing law; that the act
forming the basis for the claim is not a
privileged communication under paragraph (4) of 51-5-7; and that
the claim is not interposed for
any improper purpose such as to suppress
[*8] a person's or entity's right of free speech or right to
petition government, or to harass, or to cause unnecessary delay
or needless increase in the cost
of litigation. If the claim is not verified
as required by this subsection, it shall be stricken unless it
is verified within ten days after the omission is called to the
attention of the party asserting
the claim.O.C.G.A. § 9-11-11.1 (b).
Appellees argue that the mere timely filing of their affidavits
(which mirrored the language of
the statute) was sufficient to satisfy
the verification requirement, as such requirement was merely a
procedural prerequisite for their defamation claim to go forward.
We disagree.
The Georgia Supreme Court recently held in Denton v. Browns Mill
Dev. Co., 275 Ga. 2, 6
(561 S.E.2d 431) (2002), "that the intent of the [anti-SLAPP]
statute is to encourage the exercise of free speech and afford
a procedural protection to acts of communication on public issues."
(Citation omitted.) In connection with this procedural protection,
the Court further held that the mere procedural filing of a
verification does not end the matter as to whether a claim could
[*9] go forward, as "the
court can ultimately reject the verification,
to the plaintiffs' expense. See O.C.G.A. § 9-11-11.1 (b)
& (d)." Id. at 7.
Furthermore, as we held in Metzler v. Rowell, 248 Ga. App. 596,
598 (1) (547 S.E.2d 311)
(2001), the "mechanical filing of a verification with
the complaint . . . does not preclude dismissal if the claim is
found by the trial court to
infringe on the rights of free speech or petition
as defined by the statute." Indeed, as provided in the statute,
"even if a verification is filed with the complaint, the
trial court may nevertheless
impose sanctions, including dismissal, if
the claim is verified in violation of [the anti-SLAPP
statute]."
(Citation and punctuation omitted.) Id.; see O.C.G.A. § 9-11-11.1
(b).
The plain language of O.C.G.A. § 9-11-11.1(b) authorizes
dismissal of a claim that
is not "well grounded in fact," not "warranted by . .
. a good faith
argument" or "existing law," or if the statements
are "privileged."
Determining whether any of these aforementioned grounds
applies requires more than a simple determination [*10] as to
whether an affidavit was filed within a specified time. Based on
the plain language of the
statute, existing case law, and the statute's
express purpose, we hold that the verification requirement of
the anti-SLAPP statute is procedural in nature in that verifications
must contain certain assertions and must be filed within
a certain time, but is also substantive in nature in that to determine
whether the requirements of the statute have been met, the court
must take a substantive look at the verification offered to ensure
that the underlying lawsuit has not been initiated for an improper
purpose. An interpretation that the verification requirement is
entirely procedural in nature would be contrary to the stated
purpose of the statute, which is
to "encourage participation by the citizens
of Georgia in matters of public significance through the exercise
of their constitutional rights of freedom of speech. . . ."
O.C.G.A. § 9-11-11.1(a). If the protection offered by the anti-SLAPP
statute could be undermined by
the mere timely filing of a pro forma affidavit
(such as in situations where the underlying lawsuit was advanced
to have a chilling effect on [*11] free speech), the statute
itself would be rendered virtually meaningless.
2. Since the undisputed facts of record here indicate that the
statements made by Harkins were
protected statements under the anti- SLAPP
statute, appellees' lawsuit should have been dismissed.
As noted in Division 1, the anti-SLAPP statute provides
protection for acts that
can reasonably be construed as acts in furtherance of one's
right of free speech or right to petition the government for redress
of grievances in connection with an issue of public concern.
O.C.G.A. § 9-11-11.1 (b) & (c). Such acts include "any
written or oral
statement, writing, or petition made before or to a legislative,
executive, or judicial
proceeding, or any other official proceeding authorized
by law", or such a statement or petition made in connection
with an issue under consideration or review by such a governmental
body. O.C.G.A. § 9-11-11.1 (c); see Metzler, supra, 248 Ga.
App. at 598 (1). Such protected statements even include those
that initiate a proceeding to
address matters of public concern. See Hawks,
supra, 252 Ga. App. at 513 (1) [*12] (a).
After Harkins's statements were aired on WSB-TV, the Fulton
County Commission
initiated proceedings to investigate the allegations against
AHS and even requested a report on the allegations. In addition,
AHS received over $ 750,000 in taxpayer funds to sustain its
operations in Atlanta and Fulton County, thereby making AHS accountable
to the public for ineffective animal control or inefficient
use of taxpayer funds. The Fulton County Commission itself
even stated in its December 5 meeting that AHS's services or alleged
lack thereof presented "an issue which is of great concern to
many, many citizens of Fulton
County." The evidence here shows that Harkins's
statements were clearly acts in furtherance of her right of free
speech in connection with an issue of public concern as defined
by the anti-SLAPP statute and
existing case law.
Clearly under this statute, Harkins has a substantive right to
exercise her constitutional
right of free speech regarding a matter of
public concern. The trial court therefore should have dismissed
appellees' defamation lawsuit
that was initiated in response to Harkins's
protected statements. We direct the trial court, upon receipt
of the remittitur, [*13] to dismiss the complaint.
3. In light of our holdings in Divisions 1 and 2, we need not
reach Harkins's remaining
enumeration.
Judgment reversed. Smith, C. J., and Ruffin, P. J., concur.
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